Investigations and enforcement
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Investigation Guidelines
We believe it is important that people who interact with us, in the context of an investigation, know what to expect.Read more -
Criminal Prosecution Guidelines
Our Criminal Prosecution Guidelines provide additional guidance on the circumstances in which the Commission will initiate a criminal prosecution, and the principles and practices applicable to each criminal prosecution.Read more -
Document production guidelines
The Commission’s Document production guidelines are designed to help parties produce electronic and hardcopy documents in response to a Commission request.Read more -
Enforcement criteria
The Commission uses enforcement criteria to assist it in its discretionary activities when making decisions on whether to open an investigation, and what enforcement action it will take at the end of an investigation.Read more -
Enforcement Response Guidelines
Our Enforcement Response Guidelines describe how the Commission enforces the laws we are responsible for.Read more